A Practitioner's Guide to the UK Financial Services Rulebooks

A Practitioner's Guide to the UK Financial Services Rulebooks

By Ruth Fox, Ben Kingsley

Book

$422.00 RRP

Date: 05/12/2013

Code: 9780414027480

Sweet & Maxwell, UNITED KINGDOM

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Format Title Date Code Price
Book A Practitioner's Guide to the UK Financial Services Rulebooks 05/12/2013 9780414027480 $422.00 Add to cart

Description

A Practitioner's Guide to the UK Financial Services Rulebooks provides clear guidance through the rule books of the UK's new financial services regulatory bodies.

  • Reflects the new UK regulatory structure and the replacement of the FSA Handbook with new rule books from the FCA and PRA
  • Closely follows the structure of the new rule books for ease of reference
  • Explains how conduct of business, prudential regulation, authorisation, enforcement and consumer issues are dealt with in the new rule books
  • Helps compliance officers and their legal advisors identify how their practice will need to change under the new regime
  • Covers the impact of EU and international level developments including MiFID, MAD and Basel III
  • Explains how the new regulatory bodies interact
  • Highlights areas of continuing uncertainty as the new system beds down

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