A Practitioner's Guide to Inside Information 2nd ed

A Practitioner's Guide to Inside Information 2nd ed

By Brian McDonnell

Book

$422.00 RRP

Date: 11/09/2012

Code: 9780414026988

Sweet & Maxwell, UNITED KINGDOM

Available Formats

Format Title Date Code Price
Book A Practitioner's Guide to Inside Information 2nd ed 11/09/2012 9780414026988 $422.00 Add to cart

Description

The book addresses the law and regulation with respect to inside information found in FSMA, the FSA Handbook, various exchange rules, the Takeover Code and civil and criminal law.
Includes coverage of the FSA, Takeover Code, Corporate Governance Code and other civil and criminal issues, and how they interact.
Gives the reader detailed guidance on the establishment and maintenance of appropriate systems and controls and the steps to take to ensure effective risk management.
Includes important guidance on US securities laws and how these impact on UK listed companies.

Table of Contents

Chapter 1
Introduction

Chapter 2
The UK Listing Authority Rules

Chapter 3
Disclosure Rules applying to AIM, OFEX and ATSs

Chapter 4
The Model Code

Chapter 5
The Criminal Law

Chapter 6
Market Abuse

Chapter 7
Other Regulation

Chapter 8
Civil Liability

Chapter 9
The Application of US Federal Securities Law

Chapter 10
Systems and Controls Requirement

Chapter 11
The FSA's Enforcement Powers and Policies

Appendix 1
Inside Information Management and Disclosure Policy

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